

What We Offer
WIS diverse investment solutions to include; Stocks, Bonds, Mortgage Backed, Government Agency, Asset Management, Retirement Accounts, Alternative Investments, Unit Investment Trusts, Cash Management and Insurance.
Stocks
NYSE Listed Stocks
NASDAQ Over the Counter
All Other Major Exchanges
Foreign Stocks
Initial Public Offerings
Margin Accounts
Corporate Finance
144 and Other Restricted Securities Sales
Employee Stock Option Plans Preferred Stocks
Bonds
Municipal
Corporate
Treasury
(Bills, Notes, Bonds & Strips)
Mortgage Backed
(CMA, GMNA & FNMA)
Government Agency
Certificate of Deposit Securities
Structured Note Securities
(Equity Linked Securities)
Government Agency
Certificate of Deposit Securities
Structured Note Securities
(Equity Linked Securities)
Unit Investment Trusts
Equity Portfolios
Taxable Fixed Income Portfolios
Tax-Free Fixed Income Portfolios
Cash Management
Daily Sweep Accounts
Money Markets
Check Writing
Gold or Platinum Visa Debit Card
Insured CDs
Automatic Bill Paying Services
Online Account Access
Insurance
Fixed Annuities
Variable Annuities
Term Life
Variable Life
Universal Life
Whole Life
Disability
Long-Term Care
Asset Management
Independent Manager Search
Performance Monitoring and Reporting
Wrap-Fee Accounts
Asset Allocation
Third-Party Managed Accounts
Separately Managed Accounts
Rep as Portfolio Manager Accounts
Retirement Accounts
IRAs/SEPs
Defined Benefit
Defined Contribution
Money Purchase
Profit Sharing
403(b)
401(k)
Solo 401 (k)
Alternative Investments
Oil and Gas
REITs
1031 Exchange
Equipment Leasing
Managed Futures
Equity Linked Notes

COMMUNITY CONSCIOUS INVESTING
Socially responsible investing: incorporating personal values with investment decisions Socially responsible investing provides a mechanism for investors to align persona...
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INSURANCE Quick Links
CPS Insurance Services Highland Capital Brokerage Producer's Choice Network TruChoice Financial Group |
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INSURANCE Quick Links
CPS Insurance Services
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INSURANCE Quick Links
Highland Capital Brokerage
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INSURANCE Quick Links
Producer's Choice Network
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INSURANCE Quick Links
TruChoice Financial Group |
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ADVISORY QuickLinks Advisory Services
Black Diamond Recorded Training eMoney Recorded Training
Practice Management Resources |
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BLACK DIAMOND QuickLinks
ADVISORY SERVICES BLACK DIAMOND SUPPORT BLACK DIAMOND RECORDED TRAINING
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FIDELITY clearing & custody solutions QuickLinks
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Quick Links
PROGRAM AT PERSHING Black Diamond Recorded Training eMoney Recorded Training |
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CONTACT INFO
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Direct Business Processing |
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FORMS & MANUALS
Direct Business Processing |
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Trading |
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COMPLIANCE |
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COMPLIANCE |
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Fidelity:
2020 Fidelity Tax Information
Pershing: 2020 Pershing Tax Information Wedbush: 2020 Wedbush Tax Statement Mailing Dates:
WIS: |
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QUICK LINKS
IT Quick Reference Guide |
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QUICK LINKS WHO IS AML? Isela Ortega-Wu, CAMS
Courtney Valek, CFE, CAMS
Department Mailbox Manuals |