Atria’s WIS Opens Downtown San Jose Office
Firm expands turnkey wealth management program with Silicon Valley location Pasadena, CA — July 29, 2021 — Western International Securities, Inc. (WIS),...
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Mutual Fund Direct Business Application Way
- • All Forms are required unless otherwise noted as “if applicable”
- • Keep a copy for your records
- • Input the related transaction information into WIS’ Direct Blotter, which is accessed through www.wisdirect.com/mfva.html
- • Note: If purchasing in the brokerage retirement account additional documents are required. See the Alternative Investment instructions in the Operations guide on this website.
| BUSINESS TYPE | PAPERWORK REQUIREMENTS | SIGNATURE REQUIRED |
|---|---|---|
| Alternative Investment (REIT, DPP, LP) New Account |
• WIS Account Agreement | Client, Rep, OSJ |
| • General Partner Application | Client, Rep | |
| Check (if applicable) | Client | |
| • WIS Disclosure Form (1031 Exchange or REIT, DPP) | Client, Rep, OSJ | |
| • Letter of Authorization requesting a check for the Alternative Investment from the Brokerage Account. (If applicable) | Client, Rep, OSJ | |
| Input the related transaction information into WIS’ Direct Blotter, which is accessed through www.wisdirect.com/mfva/ |
